Epstein Index›Documents›EFTA00284589
💨IMPACT LEVEL 1 — MEH

Epstein File EFTA00284589: Client, Asset and Entertainment (DS9)

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This document is a Form ADV 2A client brochure from Wax Asset Management LLC dated May 10, 2011, describing the firm's qualifications, business practices, and client services including proxy voting authority for client securities. The brochure references SEC registration and additional information available on the SEC's website.

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🔑 Evidence Keywords
clientassetentertainmentarrangement

📋 Key Excerpts8

PersonKeyword
Excerpt 1
ospective **client**. Form ADV 2A Version: 5/10/2011 6 EFTA00284598 B.
Excerpt 2
**client** referrals.
Excerpt 3
Item 17: Voting **Client** Securities (Proxy Voting) WAM will accept voting authority for **client** securities in certain cases.

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