Epstein File EFTA00587845: Endowment, Password Protected and Targeted (DS9)

Epstein Index›Documents›EFTA00587845

🔥IMPACT LEVEL 4 — SIGNIFICANT

Epstein File EFTA00587845: Endowment, Password Protected and Targeted (DS9)

Court FilingDate unavailableEFTA005878451 keyword hits

1

views

0

shares

0

reactions

0

persons

5

keywords

12

excerpts

This document discusses legal definitions and regulations surrounding general solicitation in investment offerings. It references SEC Rule 506(c) and proposed amendments, including potential requirements for legends in written solicitation materials, exploring the nuanced definitions of what constitutes a 'general solicitation'.

👤 Named in This Document

No named persons linked yet

🔑 Evidence Keywords

solicitation password protected targeted university endowment endowment

📋 Key Excerpts12

PersonKeyword

Excerpt 1

Avoiding General Solicitation While there is no precise and all-inclusive definition of what constitutes a "general solicitation," the term generally includes

Excerpt 2

At the same time the SEC adopted new Rule 506(c) permitting general solicitation in certain offerings, it proposed a number of amendments to the regulations

Excerpt 3

Proposed Rule 509 would require prescribed legends in any written general solicitation materials used in a Rule 506(c) offering.