⚡IMPACT LEVEL 3 — NOTEWORTHY
Epstein File EFTA01079462: Jay Rockefeller, Rockefeller and Large_file_5mb_plus (DS9)
Financial RecordDate unavailableEFTA010794622 keyword hits
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This document outlines restrictions for controlled accounts, specifically detailing insider trading policy guidelines. It prohibits access persons from trading in non-client controlled accounts where the purchase or sale might be expected to generate profit or violate trading restrictions.
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📋 Key Excerpts15
PersonKeyword
Excerpt 1
Restrictions within **Controlled** Accounts
Access Persons are generally prohibited from trading in any non-client account which
they control (a "**Controlled**
Excerpt 2
s Insider Trading Policy
No security may be purchased or sold in a **Controlled** Account by an Access Person if the
purchase or sale would be reasonably expected
Excerpt 3
No security may be purchased or sold in a **Controlled** Account by an Access Person if the
sale or purchase is effected with a view to making a profit on
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