Epstein File EFTA01353444: Holder and Sessions (DS10)

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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01353444: Holder and Sessions (DS10)

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This document describes OCC procedures for stock option exercise and clearing, including physical delivery, reporting to clearing corporations, and evening session exercise instructions. It addresses how OCC handles options traded during different sessions and assigns exercises to designated clearing members.

👤 Named in This Document

Eric Holder Jeff Sessions

🔑 Evidence Keywords

session

📋 Key Excerpts2

PersonKeyword

Excerpt 1

physi- cal delivery stock option, OCC reports it to the desig- nated stock clearing corporations of the Clearing Members representing the exercising **holder**

Excerpt 2

In the case of options traded in evening **sessions**, exercise instructions received by OCC on a business day are ordinarily assigned prior to the open- ing