Epstein Index›Documents›EFTA01353739
⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01353739: Holder (DS10)

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This document contains excerpts from financial instrument terms discussing conversion rights and the role of a security holder. The text addresses circumstances under which a Fund may be required to convert securities into underlying common stock, with specific reference to situations where conversion is not optional for the holder. The document appears to be part of investment or fund prospectus materials.

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Excerpt 1
When conversion is not at the option of the **holder**, a Fund may be required to convert the security into the underlying common stock even at times when

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