Epstein File EFTA01355042: Holder and Beneficial Owner (DS10)

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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01355042: Holder and Beneficial Owner (DS10)

Financial RecordDate unavailableEFTA013550421 keyword hits

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This document contains regulatory provisions regarding beneficial ownership and holder rights within an investment fund structure. It establishes that if the Fund acquires beneficial ownership exceeding 10% of any equity securities class of a company registered under the Exchange Act, specific restrictions apply. The document also addresses the Manager's rights concerning interests held by or on behalf of U.S. persons who do not meet Eligible Person criteria, outlining the expense and risk allocation framework for such holdings.

👤 Named in This Document

Eric Holder

🔑 Evidence Keywords

beneficial owner

📋 Key Excerpts2

PersonKeyword

Excerpt 1

Also, if the Fund becomes the **beneficial** **owner** of more than 10% of any class of the equity securities of a company registered under the Exchange Act or

Excerpt 2

The Manager has the right at any time, at the expense and risk of the **holder** of an Interest held by or on behalf of a U.S. person who is not an Eligible