Epstein File EFTA01355049: Holder, Memorandum and Professional (DS10)

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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01355049: Holder, Memorandum and Professional (DS10)

General DocumentDate unavailableEFTA013550491 keyword hits

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A legal document describing definitions of 'professional investors' in financial contexts, specifically referencing marketing regulations in Finland and Germany. The text provides technical details about how financial funds can be marketed to professional or semi-professional investors in European markets.

👤 Named in This Document

Eric Holder

🔑 Evidence Keywords

professional memorandum client solicitation

📋 Key Excerpts7

PersonKeyword

Excerpt 1

For these purposes, a "**professional** investor" is a person who is considered to be a **professional** client or who may, on request, be treated as a **professional**

Excerpt 2

The Fund has been notified for marketing to **professional** clients in Finland to the Finnish Financial Supervisory Authority (Fi: Finanssivalvonta, the "

Excerpt 3

Germany The Interests may be marketed in Germany to **professional** investors (as defined above in the EEA standard securities legend) as well as to "semi-**professional**