Epstein File EFTA01355160: Holder (DS10)

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Epstein File EFTA01355160: Holder (DS10)

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This document contains provisions regarding 20% holders in a securities investment context, specifically addressing Securities Act Rule 506(d) 'Bad Actor' determinations. It outlines procedures for requesting information from 20% holders within ten business days and restrictions on voting rights for holders identified as bad actors or failing to provide requested information.

👤 Named in This Document

Eric Holder

🔑 Evidence Keywords

📋 Key Excerpts3

PersonKeyword

Excerpt 1

") as to whether any 20% **Holder** is a "bad actor" within the meaning of Rule 506(d) under the Securities Act (a "Bad Actor").

Excerpt 2

If (a) any 20% **Holder** fails to provide any requested information to the General Partner within ten (10) Business Days after the date of the request therefor

Excerpt 3

or (b) any 20% **Holder** indicates that it is a Bad Actor, then such 20% **Holder** agrees that (i) it shall not cast any vote in respect of any portion of its