Epstein File EFTA01358579: Controlled (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01358579: Controlled (DS10)

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Document excerpt from Section 2.A.(8) discussing adviser registration exemptions under rule 203A-2(b) and control relationships. The fragment appears to be from a regulatory or compliance form but lacks sufficient context to determine its full purpose or relevance.

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controlled

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Excerpt 1

SECTION 2.A.(8) Related Adviser If you are relying on the exemption in rule 203A-2(b) from the prohibition on registration because you control, are **controlled**