Epstein File EFTA01358781: Perform (DS10)

Epstein Index›Documents›EFTA01358781

💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01358781: Perform (DS10)

General DocumentDate unavailableEFTA013587811 keyword hits

1

views

0

shares

0

reactions

0

persons

1

keywords

3

excerpts

This document contains regulatory or compliance guidance regarding the engagement of independent public accountants to perform audits, examinations, or internal control reports for pooled investment vehicles. The excerpt references Schedule D requirements for disclosing accountant information and procedures for surprise examinations. No specific individuals, dates, or financial amounts are identified in the available text.

👤 Named in This Document

No named persons linked yet

🔑 Evidence Keywords

perform

📋 Key Excerpts3

PersonKeyword

Excerpt 1

If you checked Item 9.C.(2), C.(3) or C.(4), list in Section 9.C. of Schedule D the accountants that are engaged to **perform** the audit or examination or

Excerpt 2

Independent Public Accountant You must complete the following information for each independent public accountant engaged to **perform** a surprise examination

Excerpt 3

, **perform** an audit of a pooled investment vehicle that you manage, or prepare an internal control report.