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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01361716: Treat (DS10)

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This document references FINRA Rule 4340 and Pershing's procedures for handling partial security redemptions. It discusses requirements for treating clients in compliance with securities regulations, indicating this relates to brokerage or investment account administration.

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treat

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Excerpt 1
When a security is subject to a partial redemption, pursuant to FINRA Rule 4340, Pershing must have procedures in place that are designed to **treat** clients

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Source: U.S. Department of Justice

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