Epstein File EFTA01363151: Deutsche Bank (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01363151: Deutsche Bank (DS10)

Financial RecordDate unavailableEFTA013631511 keyword hits

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This document is a Deutsche Bank Wealth Management GBSA NTA Questionnaire addressing compliance requirements under GBSA (German Banking Act) regulations. It discusses potential criminal prosecution and reputational risks to Deutsche Bank for violations of GBSA prohibitions and includes questions regarding proposed financial instrument transactions by Deutsche Bank Group entities.

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🔑 Evidence Keywords

Deutsche Bank

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Excerpt 1

**Deutsche** **Bank** Wealth Management GBSA NTA Questionnaire (Versio This questionnaire is highly relevant for Deutsche Bank's compliance with the requirements

Excerpt 2

Violation of GBSA prohibitions can be prosecuted as a criminal offense and expose **Deutsche** **Bank** to significant penalties and reputational risk.

Excerpt 3

Do the proposed activities involve transactions in financial instruments by a **Deutsche** **Bank** Group entity as principal (i.e., not as agent, broker or in