Epstein File EFTA01364324: Client and Minor (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01364324: Client and Minor (DS10)

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A Deutsche Bank Wealth Management questionnaire for onboarding of wealth management vehicles. The document contains standard client classification procedures and definitions of family members, including minors, for purposes of Volcker Rule compliance determinations. No specific individuals or transactions are detailed in the excerpts provided.

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🔑 Evidence Keywords

client minor Deutsche Bank

📋 Key Excerpts4

PersonKeyword

Excerpt 1

Deutsche Bank Wealth Management Volcker Questionnaire for Onboarding of WM Vehicles The **Client** Rep is required to provide this questionnaire for any new

Excerpt 2

WM **client** that is not a natural person.

Excerpt 3

If any of the above classifications apply to this vehicle, the **client** is out of scope for Volcker Covered Fund Determination.