Epstein File EFTA01365277: Holder, Offshore and Beneficial Owner (DS10)

Epstein Index›Documents›EFTA01365277

⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01365277: Holder, Offshore and Beneficial Owner (DS10)

Financial RecordDate unavailableEFTA013652771 keyword hits

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excerpts

This document is a securities note or investment instrument containing regulatory language regarding offshore transactions and beneficial ownership restrictions. It specifies that Class D notes may only be beneficially owned by persons compliant with Regulation S under the Securities Act, and includes representations regarding benefit plan investor restrictions. The document grants co-issuers the right to compel resale of interests held by non-permitted holders.

👤 Named in This Document

Eric Holder

🔑 Evidence Keywords

offshore beneficial owner

📋 Key Excerpts4

PersonKeyword

Excerpt 1

PERSON (AS DEFINED IN REGULATION S UNDER THE SECURITIES ACT) AND IS ACQUIRING THIS NOTE IN AN **OFFSHORE** TRANSACTION IN COMPLIANCE WITH RULE 903 OR RULE

Excerpt 2

the legend will also include the following: THESE CLASS D NOTES MAY BE BENEFICIALLY OWNED ONLY BY PERSONS THAT CAN CONTINUE TO MAKE, ON EACH DAY SUCH **BENEFICIAL**

Excerpt 3

**OWNER** OWNS THESE CLASS D NOTES, THE REPRESENTATION THAT IT IS NOT AND IS NOT ACTING ON BEHALF OF OR WITH THE ASSETS OF A BENEFIT PLAN INVESTOR (AS DEFINED