Epstein File EFTA01365279: Beneficial Owner and Arrangement (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01365279: Beneficial Owner and Arrangement (DS10)

Financial RecordDate unavailableEFTA013652791 keyword hits

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This document outlines investment restrictions and qualifications for beneficial owners of notes issued by co-issuers, specifying that beneficial owners' aggregate holdings cannot exceed 40% of their assets or capital and that purchasers must be sophisticated investors. The document references ERISA compliance requirements and prohibits the sale of participation interests or entry into arrangements that would violate Employee Retirement Income Security Act provisions or similar tax laws. It establishes eligibility criteria for entities holding these securities.

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beneficial owner arrangement

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PersonKeyword

Excerpt 1

the distributions on the Notes; (h) all Notes (together with any other securities of the Co-Issuers) purchased and held directly or indirectly by such **beneficial**

Excerpt 2

**owner** constitute in the aggregate an investment of no more than 40% of its assets or capital and (i) it is a sophisticated investor and is purchasing

Excerpt 3

and all other purposes and it shall not sell participation interests in the Notes or enter into any other **arrangement** pursuant to which any other person