Epstein File EFTA01365587: Holder and Nominee (DS10)

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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01365587: Holder and Nominee (DS10)

Financial RecordDate unavailableEFTA013655871 keyword hits

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This document addresses the role of the Depository Trust Company (DTC) and its nominee in securities transactions, establishing that the DTC and Co-Issuers may rely on instructions from DTC or its nominee regarding securities. It specifies that DTC will take actions as a securities holder only at the direction of one or more Participants, establishing the procedural framework for nominee-based securities administration.

👤 Named in This Document

Eric Holder

🔑 Evidence Keywords

nominee

📋 Key Excerpts2

PersonKeyword

Excerpt 1

owners of the Securities, and the Co-Issuers and the Trustee may conclusively rely on and will be protected in relying on instructions from DTC or its **nominee**

Excerpt 2

DTC has advised the Co-Issuers that it will take any action permitted to be taken by a **holder** of Securities only at the direction of one or more Participants