Epstein File EFTA01365666: Holder and Trust Fund (DS10)

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🔥IMPACT LEVEL 4 — SIGNIFICANT

Epstein File EFTA01365666: Holder and Trust Fund (DS10)

Financial RecordDate unavailableEFTA013656661 keyword hits

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This document references financial regulations concerning broker-dealers and investment thresholds. The text specifically mentions a threshold of less than $25,000,000 in securities of unaffiliated issuers. It discusses various types of funds including partnerships, trust funds, pension funds, and retirement plans.

👤 Named in This Document

Eric Holder

🔑 Evidence Keywords

trust fund

📋 Key Excerpts6

PersonKeyword

Excerpt 1

broker-dealer that owns and invests on a discretionary basis less than $25,000,000 in securities of unaffiliated issuers, (4) is not a partnership, common trust

Excerpt 2

fund, or special trust, pension, profit sharing or other retirement trust fund or plan in which the partners, beneficiaries or participants, as applicable

Excerpt 3

broker-dealer that owns and invests on a discretionary basis less than $25,000,000 in securities of unaffiliated issuers, (4) is not a partnership, common **trust**