Epstein File EFTA01372363: Controlled (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01372363: Controlled (DS10)

General DocumentDate unavailableEFTA013723631 keyword hits

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This document discusses SEC investment adviser registration exemptions under Rule 203A-2, specifically addressing related adviser exemptions for entities with aggregate assets of at least $200,000,000. The document contains regulatory language regarding control relationships and adviser registration requirements.

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controlled

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Excerpt 1

aggregate value of at least $200,000,000 that qualifies for the exemption in rule 203A-2(a); (8) are a related adviser under rule 203A-2(b) that controls, is **controlled**

Excerpt 2

SECTION 2.A.(8) Related Adviser If you are relying on the exemption in rule 203A-2(b) from the prohibition on registration because you control, are **controlled**