Epstein File EFTA01372370: Perform (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01372370: Perform (DS10)

General DocumentDate unavailableEFTA013723701 keyword hits

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This document is a regulatory disclosure form or guidance document regarding the reporting of employees who perform investment advisory functions at a firm. It references Item 7.A and Item 5.B.(1) of a disclosure form and specifies that employee counts performing investment advisory functions should be disclosed in a particular section. No specific names, dates, financial amounts, or firm identities are disclosed in the excerpts provided.

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perform

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PersonKeyword

Excerpt 1

partner, managing member (or equivalent) of pooled investment vehicles Note that Item 7.A. should not be used to disclose that some of your employees **perform**

Excerpt 2

The number of your firm's employees who **perform** investment advisory functions should be disclosed under Item 5.B.(1).