Epstein File EFTA01372686: Client, Southern Trust and Arrangement (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01372686: Client, Southern Trust and Arrangement (DS10)

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This document is an email forwarding a JPMorgan SFTR (Securitization Financing Transactions Regulation) Article 15 Risk Disclosure Statement to clients with active ISDA contracts. The email, sent by Stepanian to Cynthia Rodriguez, references Southern Financial LLC and Southern Trust Company Inc as active clients, and discusses delivery of disclosure letters regarding collateral risks and consequences.

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client Southern Trust arrangement

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Excerpt 1

Stepanian CC: Cynthia Rodriguez Subject: FW: ACTION REQUIRED: STFR Regulation Mailing (Part 2) [I] Attachments: SFTR Article 15 Risk Disclosure Statement - **Client**

Excerpt 2

Therefore, if you are receiving this email, you have a **client** with an active ISDA contract on file and MUST take the action outlined for the **client**(s)

Excerpt 3

You may deliver the Disclosure Letter to you clients by mail or by fax or email if your **client** has consented to electronic delivery of documents.