Epstein File EFTA01374036: Stephen Lynch and Lynch (DS10)

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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01374036: Stephen Lynch and Lynch (DS10)

Court FilingDate unavailableEFTA013740362 keyword hits

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This document is a regulatory or legal filing regarding Merrill Lynch, stating that Merrill Lynch neither admitted nor denied findings in an order and agreed to refund certain refinancing fees to municipal issuers for the issuance or refinancing of ARS (Auction Rate Securities). The document indicates portions are confidential pursuant to federal rules.

👤 Named in This Document

Stephen Lynch

🔑 Evidence Keywords

📋 Key Excerpts3

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Excerpt 1

Merrill **Lynch** neither admitted nor denied the findings in the order.

Excerpt 2

Furthermore, Merrill **Lynch** agreed to refund to municipal issuers certain refinancing fees received by Merrill **Lynch** for the issuance or refinancing of

Excerpt 3

certain ARS from Merrill **Lynch** but are CONFIDENTIAL - PURSUANT TO FED.