Epstein File EFTA01376402: Holder and Nominee (DS10)

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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01376402: Holder and Nominee (DS10)

General DocumentDate unavailableEFTA013764021 keyword hits

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This document contains securities transfer provisions addressing Global Security transfers to DTC nominees and Rule 144A security holders' exchange rights. The excerpt specifies conditions for beneficial interest transfers and distinguishes between U.S. and non-U.S. holders in securities transactions.

👤 Named in This Document

Eric Holder

🔑 Evidence Keywords

nominee

📋 Key Excerpts4

PersonKeyword

Excerpt 1

Security shall be limited to transfers of such Global Security in whole, but not in part, to nominees of DTC or to a successor of DTC or such successor's **nominee**

Excerpt 2

If a **holder** of a beneficial interest in a Rule 144A Global Security wishes at any time to exchange its interest in such Rule 144A Global Security for an

Excerpt 3

144A Global Security to a Person who wishes to take delivery thereof in the form of an interest in the corresponding Regulation S Global Security, such **holder**