Epstein File EFTA01382283: John Sarbanes, Sarbanes and Controlled (DS10)

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Epstein File EFTA01382283: John Sarbanes, Sarbanes and Controlled (DS10)

Financial RecordDate unavailableEFTA013822832 keyword hits

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A corporate governance document discussing the definition of a 'controlled company' under NYSE rules, specifically noting that a company is considered controlled if more than 50% of voting power is held by an individual, group, or another company.

👤 Named in This Document

John Sarbanes

🔑 Evidence Keywords

controlled

📋 Key Excerpts5

PersonKeyword

Excerpt 1

We are a "**controlled** company" within the meaning of the NYSE rules and, as a result, will qualify for, and intend to rely on, exemptions from certain corporate

Excerpt 2

As a result, we are a "**controlled** company" within the meaning of the NYSE rules.

Excerpt 3

Under the NYSE rules, a company of which more than 50% of the voting power is held by an individual, group or another company is a "**controlled** company"