Epstein File EFTA01384603: Deutsche Bank, Solicitation and Arrangement (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01384603: Deutsche Bank, Solicitation and Arrangement (DS10)

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Supplemental disclosure document from Deutsche Bank Securities Inc. and Deutsche Bank Wealth Management regarding solicitation and arrangement of alternative investment vehicles through Alpha Group Capital. The document outlines Deutsche Bank's disclosure obligations to clients prior to investment, notes that Deutsche Bank does not provide accounting, tax, or legal advice, and describes compensation arrangements that may result from solicitation activities.

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Deutsche Bank solicitation arrangement client

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Excerpt 1

HUBUS133 Alpha Group Capital **Deutsche** **Bank** Wealth Management Important information Supplemental Disclosure by **Deutsche** **Bank** Securities Inc. and **Deutsche**

Excerpt 2

In all cases, **Deutsche** **Bank** WM will disclose to the client prior to his/her investment in an alternative investment vehicle the terms of **Deutsche** **Bank**

Excerpt 3

**Deutsche** **Bank** does not provide accounting, tax or legal advice.