Epstein Index›Documents›EFTA01386219
💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01386219: Client and Entertainment (DS10)

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This document outlines Alkeon's investment allocation and conflict-of-interest policies regarding client accounts and broker relationships. It describes how trades are allocated pro-rata among client groups and funds, notes that certain investments may be restricted to specific client subsets, and details Alkeon's Gift and Business Entertainment Policy designed to manage potential conflicts when broker-dealers provide gifts or entertainment to Alkeon employees.

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🔑 Evidence Keywords
cliententertainment

📋 Key Excerpts5

PersonKeyword
Excerpt 1
Alkeon on behalf of a particular **client**.
Excerpt 2
Generally, trades are allocated pro-rata among all accounts in a **client** group or among different funds that employ the same strategy.
Excerpt 3
Certain investments may qualify only for a subset of **client** groups or funds based on the nature of the underlying investment employed.

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Source: U.S. Department of Justice

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