Epstein File EFTA01386507: Holder, Warrant and Perform (DS10)

Epstein Index›Documents›EFTA01386507

⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01386507: Holder, Warrant and Perform (DS10)

Financial RecordDate unavailableEFTA013865071 keyword hits

1

views

0

shares

0

reactions

1

persons

2

keywords

5

excerpts

Investment fund disclosure document (Form ADV Part 2A) from iCapital Advisors, LLC describing the characteristics and risks of purchasing stock warrants, including that warrant holders have no voting or dividend rights. The document references Southern Financial LLC and GLDUS238 fund and discusses warrant performance and subscription pricing, unrelated to law enforcement activities.

👤 Named in This Document

Eric Holder

🔑 Evidence Keywords

warrant perform

📋 Key Excerpts5

PersonKeyword

Excerpt 1

Also, the purchase of rights and/or warrants involves the risk that the effective price paid for the right and/or **warrant** added to the subscription price

Excerpt 2

Buying a **warrant** does not make the fund a shareholder of the underlying stock.

Excerpt 3

The **warrant** holder has no voting or dividend rights with respect to the underlying stock.