Epstein File EFTA01389172: Holder and Endowment (DS10)

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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01389172: Holder and Endowment (DS10)

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This document discusses conversion rights for fund holders and references Georgetown University Endowment and iCapital Advisors, LLC. The excerpt addresses conditions under which a fund may be required to convert securities and settlement procedures, appearing to be from an investment fund prospectus or Form ADV.

👤 Named in This Document

Eric Holder

🔑 Evidence Keywords

endowment university endowment

📋 Key Excerpts2

PersonKeyword

Excerpt 1

When conversion is not at the option of the **holder**, a Fund may be required to convert the security into the underlying common stock even at times when

Excerpt 2

GLDUS133 Georgetown University **Endowment** iCapital Advisors, LLC Form ADV Part 2A Fund cannot settle or is delayed in settling a purchase of securities,