Epstein File EFTA01390386: Document from Set 10 (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01390386: Document from Set 10 (DS10)

Financial RecordDate unavailableEFTA013903860 keyword hits

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A financial account agreement or terms document outlining client obligations in cash accounts with Deutsche Bank Securities Inc. (DBSI). The document specifies that clients must not sell securities before payment, establishes binding oral confirmations with client advisers, and authorizes DBSI to aggregate client orders with other orders.

👤 Named in This Document

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🔑 Evidence Keywords

Deutsche Bank client

📋 Key Excerpts3

PersonKeyword

Excerpt 1

**Client** agrees that in a cash account: (i) **Client** will not sell any Security before it is paid for; (ii) **Client** will own each security sold at the time

Excerpt 2

When **Client** verbally places a trade with a **Client** Adviser, **Client** will be bound to the oral confirmation repeated back to **Client**, unless **Client** objects

Excerpt 3

**Client** authorizes DBSI to aggregate orders for **Client** Account(s) with other orders.