Epstein File EFTA01390391: Client and Arrangement (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01390391: Client and Arrangement (DS10)

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A standard account agreement template or policy document from DBSI (Deutsche Bank Securities Inc.) outlining client rights and responsibilities regarding account statements, securities delivery, and account arrangements. The document specifies procedures for clients to report missing securities and defines key terms including 'Account Agreement,' 'Client,' and 'Arrangement.' It includes guidance for tax-exempt entities to consult tax advisers before making investments.

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client arrangement Deutsche Bank

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Excerpt 1

If Client's periodic Account Statement indicates that any Securities were forwarded to **Client** and **Client** has not received them, **Client** should notify DBSI

Excerpt 2

"Account Agreement" means the written agreement entered into between **Client**(s) and DBSI regarding **Client**(s)' Account(s).

Excerpt 3

and, in certain limited situations, providing **Client** information outsioe of DBSI. 7.