Epstein Index›Documents›EFTA01390419
💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01390419: Document from Set 10 (DS10)

Financial RecordDate unavailableEFTA013904190 keyword hits
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Financial account agreement document establishing terms for transaction confirmations, communications, and securities lending. The document specifies that clients will lose voting rights on loaned securities and outlines procedures for reporting objections to transactions and e-trade execution reports.

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Contirmations of transactions, as well as other communications will be sent to the address **Client** has provided, or to such other address as **Client** may
Excerpt 2
**Client** understands that while securities held for Client's Account(s) are loaned out, **Client** will lose voting rights attendant to such securities.
Excerpt 3
Any such reports may result in an adjustment to Client's order dr the information on e trade excoution-teperted to **Client**. 4.

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