Epstein File EFTA01391298: Arrangement (DS10)

Epstein Index›Documents›EFTA01391298

💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01391298: Arrangement (DS10)

General DocumentDate unavailableEFTA013912981 keyword hits

1

views

0

shares

0

reactions

0

persons

1

keywords

1

excerpts

This document discusses compensation arrangements involving Fidelity and registered investment advisers or brokers, and the potential for such arrangements to create incentives for recommending certain interests. The excerpt reflects regulatory or compliance analysis of conflict-of-interest issues in investment advisory relationships.

👤 Named in This Document

No named persons linked yet

🔑 Evidence Keywords

arrangement

📋 Key Excerpts1

PersonKeyword

Excerpt 1

Any such compensation **arrangement** could create an incentive for Fidelity or any third party registered investment adviser or broker to recommend the interests