Epstein File EFTA01391917: Holder, Warren and Warrant (DS10)

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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01391917: Holder, Warren and Warrant (DS10)

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This document discusses warrant investment characteristics and holder rights, explaining that warrant purchases do not confer shareholder status and that warrant holders have no voting or dividend rights with respect to underlying stock. It references Glenn Warren and iCapital Advisors, LLC in connection with Form ADV Part 2A disclosures regarding fund performance and investment risks.

👤 Named in This Document

Eric Holder Warren

🔑 Evidence Keywords

warrant perform

📋 Key Excerpts6

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Excerpt 1

Also, the purchase of rights and/or warrants involves the risk that the effective price paid for the right and/or **warrant** added to the subscription price

Excerpt 2

Buying a **warrant** does not make the fund a shareholder of the underlying stock.

Excerpt 3

The **warrant** holder has no voting or dividend rights with respect to the underlying stock.