Epstein File EFTA01391962: Holder and Warren (DS10)

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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01391962: Holder and Warren (DS10)

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This document contains provisions from an investment agreement regarding 20% holders and 'bad actor' determinations under Securities Act Rule 506(d). Glenn Warren is identified in the document. The agreement establishes procedures for 20% holders to provide information to the General Partner within ten business days and restricts voting rights for holders deemed bad actors.

👤 Named in This Document

Eric Holder Warren

🔑 Evidence Keywords

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Excerpt 1

") as to whether any 20% **Holder** is a "bad actor" within the meaning of Rule 506(d) under the Securities Act (a "Bad Actor").

Excerpt 2

If (a) any 20% **Holder** fails to provide any requested information to the General Partner within ten (10) Business Days after the date of the request therefor

Excerpt 3

or (b) any 20% **Holder** indicates that it is a Bad Actor, then such 20% **Holder** agrees that (i) it shall not cast any vote in respect of any portion of its