Epstein File EFTA01392240: Warren, Solicitation and Professional (DS10)

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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01392240: Warren, Solicitation and Professional (DS10)

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This document contains financial disclosure language regarding investment product restrictions in specific jurisdictions. It references Commercial Companies Law of Oman (Royal Decree 4/74) and Capital Market Law of Oman (Royal Decree 80/98), and specifies that products may not be offered or sold to the public in Monaco except through authorized Monaco Banks or professional intermediaries. The document identifies Glenn Warren in connection with product code GLDUS144 and includes jurisdictional notices for Japan.

👤 Named in This Document

Warren

🔑 Evidence Keywords

solicitation professional Monaco

📋 Key Excerpts4

PersonKeyword

Excerpt 1

Commercial Companies Law of Oman (Royal Decree 4/74) or the Capital Market Law of Oman (Royal Decree 80/98), nor does it constitute an offer to sell, or the **solicitation**

Excerpt 2

offered or sold, directly or indirectly, to the public in Monaco other than by a Monaco Bank or a duly authorized Monegasque intermediary acting as a **professional**

Excerpt 3

For persons in **Monaco**: This product may not be offered or sold, directly or indirectly, to the public in **Monaco** other than by a **Monaco** Bank or a duly authorized