Epstein File EFTA01392605: Solicitation and Professional (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01392605: Solicitation and Professional (DS10)

General DocumentDate unavailableEFTA013926051 keyword hits

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A presentation or offering document containing disclaimers that it is not a prospectus, advertisement, or public offering, and specifying distribution restrictions to professional investors in the European Economic Area. The document defines 'professional investor' status and references sections 708(8) and (11) of applicable securities law regarding sophisticated investors.

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🔑 Evidence Keywords

solicitation professional client

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Excerpt 1

under no circumstances is to be construed as, a prospectus, an advertisement, a public offering. an offer to sell the interests described herein or a **solicitation**

Excerpt 2

shall only be distributed to prospective investors domiciled or with their registered offices in a member state of the European Economic Area that are "**professional**

Excerpt 3

For these purposes, a "**professional** investor" is a person who is considered to be a **professional** client or who may, on request, be treated as a **professional**