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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01392912: Deutsche Bank (DS10)

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Document containing Deutsche Bank Securities Inc. compliance and notification procedures regarding recommended transactions and investment strategies. The excerpt references Rule 2111 and outlines requirements for written notification to Deutsche Bank Securities Inc.

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PersonKeyword
Excerpt 1
Rule 2111)' In connection with any recommended transaction or investment stretegy by **Deutsche** **Bank** Securities Inc.
Excerpt 2
**Bank** Securities Inc. or its associated persens, unless it has otherwise notified **Deutsche** **Bank** Securities Inc. in writing; HI.
Excerpt 3
It will notify the **Deutsche** **Bank** Securities Inc.

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