Epstein File EFTA01393020: Document from Set 10 (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01393020: Document from Set 10 (DS10)

Financial RecordDate unavailableEFTA013930200 keyword hits

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This document is an options trading agreement dated October 24, 2013, signed by advisor Taria Smith (CA # TDS). It outlines client objectives for options strategies including income generation through covered call writing, portfolio protection via protective puts, and speculation through spreads and uncovered writing. The document specifies that if assigned, the client must purchase underlying stock at the strike price, which may be substantially higher than current market value, involving substantial risk.

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client

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PersonKeyword

Excerpt 1

Option Objectives (check ALL that apply): Income (covered call writing) Portfolio Protection (protective puts) Speculation (spreads & uncovered writing) **Client**

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InvolvesSubstantiat Risk If assigned, the **client** must purchase the underlying stock at the strike price, which may be substantially higher than the then-current

Excerpt 3

Signed) Date 10/24/13 Signed Date Print **Client** Advisor Name TARIA smith CA # TDS **Client** Advisor Signature Date 10/24/13 ROP Approval Date 10/24/73 OPTION