Epstein File EFTA01393038: Client and Cash Payment (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01393038: Client and Cash Payment (DS10)

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This document outlines cash account agreement terms specifying client obligations for securities transactions. It establishes that clients must not sell securities before payment, must own each security in the account, and must make full cash payment on or before settlement date for purchases. The document also addresses oral trade confirmations and requires clients to promptly deliver securities and make necessary cash deposits.

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client cash payment

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PersonKeyword

Excerpt 1

Sale of Seconties, **Client** agrees that in a cash account: (a) **Client** will not sell any Security before it is paid for, (b) **Client** will own each security

Excerpt 2

to be overred by **Client**. in the event that DESI an carder to set Securities and Other Property that **Client** represents **Client** owns, but which are not held

Excerpt 3

When **Client** verbally places # trade with 0 **Client** Advisor, **Client** will be bound to the oral confirmation repeated tuck to Chart, orders **Client** objects