Epstein File EFTA01393935: Holder, Memorandum and Solicitation (DS10)

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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01393935: Holder, Memorandum and Solicitation (DS10)

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This document contains technical language defining 'professional investors' for financial regulatory purposes in Europe, specifically discussing marketing regulations for investment funds in Finland and Germany. It outlines criteria for classifying investors as 'professional' or 'semi-professional' clients under European Economic Area (EEA) standards.

👤 Named in This Document

Eric Holder

🔑 Evidence Keywords

professional memorandum solicitation client

📋 Key Excerpts9

PersonKeyword

Excerpt 1

For these purposes, a "**professional** investor" is a person who is considered to be a **professional** client or who may, on request, be treated as a **professional**

Excerpt 2

The Fund has been notified for marketing to **professional** clients in Finland to the Finnish Financial Supervisory Authority (Fi: Finanssivalvonta, the "

Excerpt 3

Germany The Interests may be marketed in Germany to **professional** investors (as defined above in the EEA standard securities legend) as well as to "semi-**professional**