Epstein File EFTA01406857: Client and Booking (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01406857: Client and Booking (DS10)

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Internal business communication regarding client onboarding and compliance issues at a Frankfurt location for Southern Financial, LLC. The document discusses KYC (Know Your Customer) violations, missing documentation requirements, and booking procedures related to client management.

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🔑 Evidence Keywords

client booking

📋 Key Excerpts4

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Excerpt 1

If easy extension to OTC Rates FFT we can provide docs, if not we move this to London where **client** is onboarded?

Excerpt 2

We have observed that the **client** is not adopted for Frankfurt location, EFTA01406863 which results in a KYC violation.

Excerpt 3

Upon your confirmation, we will review the **client** and would request the missing documents to be obtained from the **client**/business as per Frankfurt location