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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01417448: Holder, Client and Booking (DS10)

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This document outlines due diligence and client relationship management procedures for financial professionals, including requirements for Relationship Managers, Wealth Advisors, and Client Managers to document and maintain knowledge of clients. It references booking centers, with New York listed as a location, and addresses the establishment of new client relationships and ongoing compliance obligations.

👤 Named in This Document
Jeffrey EpsteinEric HolderLes WexnerLeslie Wexner
🔑 Evidence Keywords
clientbookingoffshoremoney launderingbeneficial ownerBear StearnsUS Virgin Islandsthreateningvirgin

📋 Key Excerpts15

PersonKeyword
Excerpt 1
Due diligence obtained on the **client** must be appropriately documented by the CFP.
Excerpt 2
It is the responsibility of CFP's to demonstrate that they know their **client** both at the inception of a relationship and on an ongoing basis.
Excerpt 3
) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, **Client** Managers, etc.

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Source: U.S. Department of Justice

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