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⚡IMPACT LEVEL 3 — NOTEWORTHY

Epstein File EFTA01431178: Andrew (DS10)

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Email correspondence from June 13-15, 2016 between Andrew King (Vice President, Investment Solutions Group at Deutsche Bank Securities Inc.), Zbynek Kozelsky, Stewart Oldfield, and Joseph Dursi regarding approval needed for a list of preferreds. The exchange shows internal Deutsche Bank communication with King as the primary sender requesting approval from colleagues.

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Excerpt 1
Subject: RE: Approval Needed - List of Preferreds From: **Andrew** King Date: Wed, 15 Jun 2016 09:35:56 -0400 To: Zbynek Kozelsky ,
Excerpt 2
From: **Andrew** King Sent: Monday, June 13, 2016 5:00 PM To: **Andrew** King; Zbynek Kozelsky Cc: Stewart Oldfield; Joseph Dursi Subject: RE: Approval Needed
Excerpt 3
Best regards, **Andrew** King {cid:image001.gif@01D1AA1B.81C7AA00} **Andrew** King, CFA Vice President I Investment Solutions Group Deutsche Bank Securities Inc

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