Epstein Index›Documents›EFTA01448553
💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01448553: Document from Set 10 (DS10)

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Brokerage account agreement excerpt outlining client communications procedures, including confirmation of transactions sent to client-provided addresses, loss of voting rights on loaned securities, and potential adjustments to orders based on trade execution reports. The document represents standard account terms and conditions.

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Excerpt 1
Confirmations of transactions, as well as other communications will be sent to the address **Client** has provided, or to such other address as **Client** may
Excerpt 2
**Client** understands that while securities held for Client's Account(s) are loaned out, **Client** will lose voting rights attendant to such securities.
Excerpt 3
Any such reports may result in an adjustment to Client's order or the information on a trade execution reported to **Client**. 4.

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