Epstein Index›Documents›EFTA01448736
💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01448736: Client, Classified and Arrangement (DS10)

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A Deutsche Bank Securities Inc. (DBSI) account agreement document outlining client obligations and account terms. The document defines restricted securities, account statements, and investment arrangements. It specifies that DBSI has no obligation to recommend strategies to clients or inform them of strategies pursued by DBSI or other clients.

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📋 Key Excerpts5

PersonKeyword
Excerpt 1
Employees of DBSI shall have no obligation to recommend to **Client**, or inform **Client** of, strategies being pursued by DBSI or other Clients.
Excerpt 2
If Client's periodic Account Statement indicates that any Securities were forwarded to **Client** and **Client** has not received them, **Client** should notify DBSI
Excerpt 3
"Account Agreement" means the written agreement entered into between **Client**(s) and DBSI regarding **Client**(s)' Account(s).

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