Epstein File EFTA01448997: Client and Cash Payment (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01448997: Client and Cash Payment (DS10)

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This document is a Deutsche Bank Securities Inc. (DBSI) cash account agreement establishing terms and conditions for client securities trading. The agreement specifies that the client must not sell securities before payment, will own securities at time of sale, and must promptly deliver securities and make full cash payments for deposits as required. The client authorizes DBSI to aggregate orders across multiple accounts and is bound by oral confirmations from client advisors unless objected to immediately.

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client cash payment Deutsche Bank

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Excerpt 1

**Client** agrees that in a cash account: (a) **Client** will not sell any Security before it is paid for, (b) **Client** will own each security sold at the time of

Excerpt 2

When **Client** verbally places a trade with a **Client** Advisor, **Client** will be bound to the oral confirmation repeated back to **Client**, unless **Client** objects

Excerpt 3

**Client** authorizes DBSI to aggregate orders for **Client** Account(s) with other orders.