Epstein Index›Documents›EFTA01449061
💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01449061: Document from Set 10 (DS10)

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This document is a client account agreement confirming that transaction confirmations and communications will be sent to the client's provided address, and that the client understands securities held in the account may be loaned out, resulting in loss of voting rights. The document also references potential adjustments to orders and trade execution reporting.

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Excerpt 1
Confirmations of transactions, as well as other communications will be sent to the address **Client** has provided, or to such other address as **Client** may
Excerpt 2
**Client** understands that while securities held for Client's Account(s) are loaned out, **Client** will lose voting rights attendant to such securities.
Excerpt 3
Any such reports may result in an adjustment to Client's order or the information on a trade execution reported to **Client**. 4.

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