Epstein File EFTA01450286: Cash Payment and Client (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01450286: Cash Payment and Client (DS10)

Financial RecordDate unavailableEFTA014502861 keyword hits

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This document appears to be a financial account agreement outlining trading rules and client obligations. It specifies conditions for cash accounts, including restrictions on selling securities before payment and authorization for order aggregation. The document details client responsibilities in verbal trade confirmations.

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🔑 Evidence Keywords

client cash payment

📋 Key Excerpts5

PersonKeyword

Excerpt 1

**Client** agrees that in a cash account: (i) **Client** will not sell any Security before it is paid for; (ii) **Client** will own each security sold at the time

Excerpt 2

When **Client** verbally places a trade with a **Client** Advisor, **Client** will be bound to the oral confirmation repeated back to **Client**, unless **Client** objects

Excerpt 3

**Client** authorizes DBSI to aggregate orders for **Client** Account(s) with other orders.