Epstein File EFTA01450293: Client and Arrangement (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01450293: Client and Arrangement (DS10)

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This document is an account agreement or terms of service between Deutsche Bank Securities Inc. (DBSI) and clients regarding investment advisory and brokerage services. It outlines DBSI's obligations and limitations, including that DBSI has no obligation to recommend strategies to one client based on activities of other clients, and establishes procedures for clients to report missing securities. The agreement addresses tax-exempt entities and their consultation requirements before making investments.

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client arrangement Deutsche Bank

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Excerpt 1

Employees of DBSI shall have no obligation to recommend to **Client**, or inform **Client** of, strategies being pursued by DBSI or other Clients.

Excerpt 2

If Client's periodic Account Statement indicates that any Securities were forwarded to **Client** and **Client** has not received them, **Client** should notify DBSI

Excerpt 3

"Account Agreement" means the written agreement entered into between **Client**(s) and DBSI regarding **Client**(s)' Account(s).