Epstein File EFTA01454442: Document from Set 10 (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01454442: Document from Set 10 (DS10)

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This document describes DBSI's client asset custody and clearing arrangements. It states that DBSI client assets are held and transactions cleared through Pershing LLC, an unaffiliated third-party clearing firm, with which DBSI maintains a correspondent agreement. The document notes that certain client assets may be held at other custodians.

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🔑 Evidence Keywords

asset client

📋 Key Excerpts3

PersonKeyword

Excerpt 1

P. 6(e) DBSI **client** assets are held by, and transactions are cleared through, a third party provider, Pershing LLC ("Pershing"), which also acts as a qualified

Excerpt 2

DBSI has entered into a correspondent agreement with Pershing, which is an unaffiliated clearing firm, to execute and clear transactions for **client** accounts

Excerpt 3

Certain DBSI **client** assets are held at custodians other than Pershing.