Epstein File EFTA01460570: Client, Asset and Professional (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01460570: Client, Asset and Professional (DS10)

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Internal Deutsche Asset & Wealth Management document outlining KCP client exemption procedures and suitability requirements. The document references the Suitability and Appropriateness Committee's identification of limited KCP clients eligible for exemptions, comprehensive 'Big Boy Letters' undertakings by clients, and NCOU Asset AWM Exco Approval Committee procedures for asset valuation and risk assessment.

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🔑 Evidence Keywords

client asset professional

📋 Key Excerpts6

PersonKeyword

Excerpt 1

KCP **Client** KCP **Client** Exemption List Only: Suitability and Appropriateness Committee identifies only limited KCP clients who have Exemption institutional

Excerpt 2

List Suitability & Beefed up "Big Boy Letters": comprehensive undertakings by **client** as to its standing and appropriateness, as well as, full Appropriate

Excerpt 3

and its valuation and Risk any potential risks or liabilities of the **asset**.